{"id":73,"date":"2026-07-22T08:21:25","date_gmt":"2026-07-22T08:21:25","guid":{"rendered":"http:\/\/localhost\/Vaughnwoods\/?page_id=73"},"modified":"2026-07-28T07:26:52","modified_gmt":"2026-07-28T07:26:52","slug":"faqs","status":"publish","type":"page","link":"https:\/\/vaughnwoods.digitalguider.dev\/?page_id=73","title":{"rendered":"Faqs"},"content":{"rendered":"\t\t
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\n\t\t\t\t\t\t\t\t\tHere are answers to the most frequently asked questions. We love to field your questions, so please don\u2019t hesitate to contact us<\/a> with all of your inquiries.\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t
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What types of clients do you have? <\/div><\/span>\n\t\t\t\t\t\t\t\n\t\t\t<\/path><\/svg><\/span>\n\t\t\t<\/path><\/svg><\/span>\n\t\t<\/span>\n\n\t\t\t\t\t\t<\/summary>\n\t\t\t\t
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\n\t\t\t\t\t\t\t\t\tWe believe that the quality of people matters. We want the same qualities in our clients that you want in your portfolio manager \u2013 integrity, honesty and accountability. Our select clientele stretches across the country and consists primarily of individuals and families who are retired or within 5-10 years of retirement. If you are looking for a portfolio management relationship in which you work directly with a portfolio management team with decades of experience, then look no further and contact us<\/a> today!\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/details>\n\t\t\t\t\t\t
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Why work with Vaughn Woods Financial Group? <\/div><\/span>\n\t\t\t\t\t\t\t\n\t\t\t<\/path><\/svg><\/span>\n\t\t\t<\/path><\/svg><\/span>\n\t\t<\/span>\n\n\t\t\t\t\t\t<\/summary>\n\t\t\t\t
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\n\t\t\t\t\t\t\t\t\tWhen you work with us, you are working one-on-one with your own personal portfolio manager. This direct relationship fosters one-on-one communication, which in turn, allows your portfolio manager to develop an investment strategy unique to your own specific income, growth and tax-benefit needs. Our decades of experience, access to world class research, and client-centric focus make us a leading choice for individuals and families looking for top-notch portfolio management.\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/details>\n\t\t\t\t\t\t
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What does Vaughn Woods Financial Group do? <\/div><\/span>\n\t\t\t\t\t\t\t\n\t\t\t<\/path><\/svg><\/span>\n\t\t\t<\/path><\/svg><\/span>\n\t\t<\/span>\n\n\t\t\t\t\t\t<\/summary>\n\t\t\t\t
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\n\t\t\t\t\t\t\t\t\tWe specialize in personal portfolio management. Our clients have direct access to the experienced portfolio manager monitoring their investments on a moment-by-moment basis. As a result of one-on-one relationship, we are able to develop investment strategies unique to each client\u2019s growth, income, and tax-benefit needs. Maintaining a firm belief that the quality of people matters, we build trust with our clients through human-scale operations drawing on the human capital each member of Vaughn Woods Financial Group brings to the team.\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/details>\n\t\t\t\t\t\t
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What is your core competency? <\/div><\/span>\n\t\t\t\t\t\t\t\n\t\t\t<\/path><\/svg><\/span>\n\t\t\t<\/path><\/svg><\/span>\n\t\t<\/span>\n\n\t\t\t\t\t\t<\/summary>\n\t\t\t\t
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\n\t\t\t\t\t\t\t\t\tOur core competency is personal portfolio management for a select clientele. Integrating over 25 years of experience with real-time technical analysis and institutional research, we manage every portfolio specific to the unique needs of each client. Portfolios are managed on the human scale in which every client has one-on-one access with their actual portfolio manager.\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/details>\n\t\t\t\t\t\t
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Is my account protected by the SIPC? <\/div><\/span>\n\t\t\t\t\t\t\t\n\t\t\t<\/path><\/svg><\/span>\n\t\t\t<\/path><\/svg><\/span>\n\t\t<\/span>\n\n\t\t\t\t\t\t<\/summary>\n\t\t\t\t
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\n\t\t\t\t\t\t\t\t\tYes! Accounts opened with Vaughn Woods Financial Group are protected by the SIPC. For additional security, Pershing also provides coverage in excess of SIPC limits, see the following link for details: http:\/\/www.pershing.com\/strength_stability.html\n\nSIPC provides account protection up to $500,000 in value, including $250,000 in cash awaiting reinvestment. SIPC provides protection for brokerage firms against losses should a SIPC member firm fail financially and become unable to meet obligations of its securities clients. More information about the protection of account assets through SIPC is available at www.sipc.org.
\nwww.sipc.org<\/a>
\nwww.pershing.com<\/a>\n
\nwww.pershing.com\/strength_stability.html<\/a>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/details>\n\t\t\t\t\t\t
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Who are Bolton Global Capital and Pershing LLC? <\/div><\/span>\n\t\t\t\t\t\t\t\n\t\t\t<\/path><\/svg><\/span>\n\t\t\t<\/path><\/svg><\/span>\n\t\t<\/span>\n\n\t\t\t\t\t\t<\/summary>\n\t\t\t\t
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\n\t\t\t\t\t\t\t\t\tBolton Global Capital<\/a> is our broker-dealer. By law, we are required to \u201chang\u201d our securities license with a broker-dealer who provides back-office support to our business. This includes paperwork processing, operations activities, compliance & legal oversight and licensing support. We have chosen Bolton Global Capital for their longstanding reputation of providing intimate support to high-quality portfolio-management companies like Vaughn Woods Financial Group.
\n\nPershing LLC<\/a>, a Bank of New York affiliate, is our clearing house and account custodian. Acting as our clearing house, Pershing processes trade requests and payout requests in your account. Pershing is also our account custodian. This means that securities inside your account are actually held in your name at Pershing. Pershing generates your monthly account statements and year-end tax statements.\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/details>\n\t\t\t\t\t\t
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Do I have to be located in San Diego to open an account? <\/div><\/span>\n\t\t\t\t\t\t\t\n\t\t\t<\/path><\/svg><\/span>\n\t\t\t<\/path><\/svg><\/span>\n\t\t<\/span>\n\n\t\t\t\t\t\t<\/summary>\n\t\t\t\t
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\n\t\t\t\t\t\t\t\t\tNo! Our clientele live from coast to coast. Contact us today for more information about opening an account from your home state.\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/details>\n\t\t\t\t\t\t
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Is there a minimum balance I must have to open an account? <\/div><\/span>\n\t\t\t\t\t\t\t\n\t\t\t<\/path><\/svg><\/span>\n\t\t\t<\/path><\/svg><\/span>\n\t\t<\/span>\n\n\t\t\t\t\t\t<\/summary>\n\t\t\t\t
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\n\t\t\t\t\t\t\t\t\tNo, though we work most effectively with clients who have at least $250,000 in investable assets. However, we understand the value of building long-term relationships with clients who might not have $250,000 now, but are working hard to have multiple times that amount at retirement. Therefore, we also offer financial planning, life insurance and annuity services. Thus, whatever your finances may be, we urge you to contact us today to schedule an appointment.\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/details>\n\t\t\t\t\t\t
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What types of accounts do you offer? <\/div><\/span>\n\t\t\t\t\t\t\t\n\t\t\t<\/path><\/svg><\/span>\n\t\t\t<\/path><\/svg><\/span>\n\t\t<\/span>\n\n\t\t\t\t\t\t<\/summary>\n\t\t\t\t
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